Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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HSBC UK Bank Plc
FRN 765112
- [FCA CF] Client dealing (since 27 Jun 2020)
- [FCA CF] Manager of certification employee (27 Jun 2020 to 8 Sep 2020)
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HSBC Bank Plc
FRN 114216
- [FCA CF] Manager of certification employee (since 11 Oct 2017)
- [FCA CF] Client dealing (since 15 Nov 2016)
- [FCA CF] Manager of certification employee (15 Nov 2016 to 16 Nov 2016)
- CF30 Customer (1 Nov 2007 to 6 Mar 2016)
- CF21 Investment Adviser (16 Feb 2006 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.