Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • SB Investment Advisers (UK) Limited (no longer approved here)

    FRN 785149

    • [FCA CF] Client dealing (9 Dec 2020 to 30 Dec 2022)
    • [FCA CF] Manager of certification employee (9 Dec 2020 to 30 Dec 2022)
    • CF30 Customer (1 Nov 2019 to 8 Dec 2019)
  • Moelis & Company UK LLP (no longer approved here)

    FRN 516801

    • CF4 Partner (27 Dec 2018 to 27 Oct 2019)
    • CF30 Customer (25 Sep 2012 to 27 Oct 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.