Anthony David Sullivan

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • TP ICAP Markets Limited

    FRN 124520

    • [FCA CF] Client dealing (since 3 Jul 2023)
    • [FCA CF] Manager of certification employee (since 3 Jul 2023)
    • [FCA CF] Material risk taker (3 Jul 2023 to 31 Dec 2023)
  • TP ICAP Broking Limited

    FRN 154234

    • [FCA CF] Manager of certification employee (since 3 Jul 2023)
    • [FCA CF] Client dealing (since 3 Jul 2023)
    • [FCA CF] Material risk taker (3 Jul 2023 to 31 Dec 2023)
  • TP ICAP E&C Limited (no longer approved here)

    FRN 146880

    • [FCA CF] Material risk taker (1 Jan 2023 to 3 Jul 2023)
    • [FCA CF] Client dealing (31 Mar 2020 to 3 Jul 2023)
    • CF30 Customer (29 Jan 2010 to 13 Jan 2016)
  • Tradition (UK) Limited (no longer approved here)

    FRN 139200

    • CF30 Customer (1 Nov 2007 to 18 Feb 2009)
    • CF26 Customer Trading (25 Jun 2004 to 31 Oct 2007)
    • CF21 Investment Adviser (25 Jun 2004 to 31 Oct 2007)
  • TAM Asset Management Ltd (no longer approved here)

    FRN 208243

    • CF21 Investment Adviser (14 Jul 2004 to 22 Dec 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.