Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Macquarie Bank Ltd
FRN 170934
- [FCA CF] Client dealing (since 7 Mar 2016)
- CF30 Customer (14 Oct 2011 to 6 Mar 2016)
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- CF30 Customer (21 Jul 2009 to 12 Aug 2011)
- CF21 Investment Adviser (1 Dec 2001 to 4 Oct 2002)
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- CF30 Customer (1 Nov 2007 to 29 May 2008)
- CF21 Investment Adviser (6 Nov 2002 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.