Anthony David Pickering

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • RBC Global Asset Management (UK) Limited

    FRN 189154

    • SMF18 Other Overall Responsibility (since 1 Apr 2023)
    • [FCA CF] Client dealing (since 1 Apr 2023)
    • [FCA CF] Manager of certification employee (since 1 Apr 2023)
  • BlueBay Asset Management LLP (no longer approved here)

    FRN 571599

    • SMF27 Partner (9 Jun 2020 to 1 Apr 2023)
    • [FCA CF] Material risk taker (31 Mar 2020 to 1 Apr 2023)
    • [FCA CF] Client dealing (9 Dec 2019 to 1 Apr 2023)
    • CF30 Customer (13 Sep 2012 to 8 Dec 2019)
  • AllianceBernstein Limited (no longer approved here)

    FRN 147956

    • CF30 Customer (1 Nov 2007 to 28 Oct 2011)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.