Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Citibank, N.A.
FRN 124704
- 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- 3. Giving personal recommendations on derivatives
- 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- 13. Giving personal recommendations on and dealing with derivatives
- [FCA CF] Manager of certification employee (since 3 Feb 2026)
- [FCA CF] Client dealing (since 18 Nov 2016)
- [FCA CF] Functions requiring qualifications (since 7 Mar 2016)
- CF30 Customer (2 Dec 2015 to 6 Mar 2016)
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Citibank Europe plc
FRN 211646
- 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- 13. Giving personal recommendations on and dealing with derivatives
- 3. Giving personal recommendations on derivatives
- 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- [FCA CF] Manager of certification employee (since 3 Feb 2026)
- [FCA CF] Client dealing (since 18 Nov 2016)
- [FCA CF] Functions requiring qualifications (since 7 Mar 2016)
Recent activity
Updates to this individual's record on the FCA register.
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