Anthony Darren Thursfield

Last updated
5 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Anthony Darren Thursfield

    FRN 953473

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 15 Oct 2021)
    • Sole trader dealing with clients for which they require qualification (since 15 Oct 2021)
  • Whateley Wealth Management Limited (no longer approved here)

    FRN 715678

    • [FCA CF] Client dealing (9 Dec 2019 to 29 Oct 2021)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 29 Oct 2021)
    • CF30 Customer (8 Jun 2017 to 13 Nov 2018)
  • Quilter Financial Planning Solutions Limited (no longer approved here)

    FRN 184591

    • CF30 Customer (17 Oct 2008 to 31 Dec 2012)
  • Gregory Law Financial Planning Ltd (no longer approved here)

    FRN 227967

    • (9)Employed By (22 Oct 2003 to 18 Mar 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.