Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21. Advising or arranging (bringing about) equity release transactions
    • CF1 Director (AR) (since 30 Mar 2026)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsibility for MCD Intermediation (since 21 Mar 2016)
    • CF11 Money Laundering Reporting (20 Jan 2016 to 8 Dec 2019)
    • Responsible for Insurance Mediation (28 Oct 2010 to 19 Jan 2012)
    • CF1 Director (28 Oct 2010 to 8 Dec 2019)
    • Employed By (since 30 Mar 2026)
  • New Leaf Distribution Limited (no longer approved here)

    FRN 460421

    • CF1 Director (AR) (3 Sep 2008 to 1 Mar 2011)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.