Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Ruffer LLP

    FRN 229135

    • 14. Managing investments
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • CF30 Customer (15 Jul 2010 to 8 Dec 2019)
  • Ruffer AIFM Limited (no longer approved here)

    FRN 613490

    • CF30 Customer (21 Jul 2014 to 1 Aug 2014)
  • Man Solutions Limited (no longer approved here)

    FRN 185637

    • CF30 Customer (1 Nov 2007 to 5 Jun 2009)
    • CF26 Customer Trading (29 Nov 2006 to 31 Oct 2007)
  • Man Fund Management UK Limited (no longer approved here)

    FRN 185916

    • CF26 Customer Trading (29 Nov 2006 to 24 Apr 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.