Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Ruffer LLP
FRN 229135
- 14. Managing investments
- [FCA CF] Client dealing (since 9 Dec 2019)
- [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
- CF30 Customer (15 Jul 2010 to 8 Dec 2019)
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- CF30 Customer (21 Jul 2014 to 1 Aug 2014)
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- CF30 Customer (1 Nov 2007 to 5 Jun 2009)
- CF26 Customer Trading (29 Nov 2006 to 31 Oct 2007)
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- CF26 Customer Trading (29 Nov 2006 to 24 Apr 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.