Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Client dealing (22 Jan 2022 to 7 Sep 2022)
- [FCA CF] Functions requiring qualifications (22 Jan 2022 to 7 Sep 2022)
- [FCA CF] Manager of certification employee (22 Jan 2022 to 7 Sep 2022)
- [FCA CF] Material risk taker (22 Jan 2022 to 7 Sep 2022)
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- CF30 Customer (1 Nov 2007 to 17 Jun 2009)
- CF27 Investment Management (3 Oct 2006 to 31 Oct 2007)
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- CF27 Investment Management (1 Dec 2001 to 19 May 2006)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.