Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • J.P. Morgan SE (no longer approved here)

    FRN 755066

    • [FCA CF] Client dealing (22 Jan 2022 to 7 Sep 2022)
    • [FCA CF] Functions requiring qualifications (22 Jan 2022 to 7 Sep 2022)
    • [FCA CF] Manager of certification employee (22 Jan 2022 to 7 Sep 2022)
    • [FCA CF] Material risk taker (22 Jan 2022 to 7 Sep 2022)
  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • CF30 Customer (1 Nov 2007 to 17 Jun 2009)
    • CF27 Investment Management (3 Oct 2006 to 31 Oct 2007)
  • GAM London Limited (no longer approved here)

    FRN 122330

    • CF27 Investment Management (1 Dec 2001 to 19 May 2006)

Recent activity

Updates to this individual's record on the FCA register.

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