Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 24 Jun 2022)
    • CF30 Customer (1 Nov 2007 to 24 Jun 2022)
    • CF1 Director (AR) (4 Jun 2007 to 24 Jun 2022)
    • CF21 Investment Adviser (27 Jan 2004 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (11 Sep 2003 to 27 Jan 2004)
  • T H Wealth Management Ltd (no longer approved here)

    FRN 416509

    • Employed By (8 Dec 2004 to 24 Jun 2022)

Recent activity

Updates to this individual's record on the FCA register.

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