Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • [FCA CF] Functions requiring qualifications (8 May 2018 to 30 Jan 2023)
    • CF30 Customer (10 Nov 2010 to 8 May 2012)
    • CF22 Investment Adviser (Trainee) (25 Jul 2002 to 23 May 2003)
  • Royal London Mutual Insurance Society, Limited (THE) (no longer approved here)

    FRN 117672

    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 11 Feb 2002)
  • Royal London Savings Limited (no longer approved here)

    FRN 191237

    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 11 Feb 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.