Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Assured Mortgage Services Ltd
FRN 912689
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- [FCA CF] Functions requiring qualifications (since 1 Feb 2021)
- SMF16 Compliance Oversight (since 21 Jan 2020)
- SMF3 Executive Director (since 21 Jan 2020)
- Responsible for Insurance Distribution (since 21 Jan 2020)
- Responsibility for MCD Intermediation (since 21 Jan 2020)
- Appointed representative dealing with clients for which they require qualification (1 Feb 2021 to 1 Sep 2025)
Recent activity
Updates to this individual's record on the FCA register.
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