Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
    • 21. Advising or arranging (bringing about) equity release transactions
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (1 Jul 2021 to 1 Jan 2024)
    • [FCA CF] Client dealing (1 Jul 2021 to 1 Jan 2024)
  • Baggette & Company Wealth Management Limited (no longer approved here)

    FRN 522193

    • [FCA CF] Client dealing (7 Apr 2020 to 5 Jul 2021)
    • [FCA CF] Functions requiring qualifications (7 Apr 2020 to 5 Jul 2021)
  • QFS Limited (no longer approved here)

    FRN 196773

    • (3)Employed By (19 Feb 2004 to 1 Sep 2006)

Recent activity

Updates to this individual's record on the FCA register.

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