Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- SMF3 Executive Director (9 Dec 2019 to 10 Mar 2020)
- Responsible for Insurance Distribution (1 Oct 2018 to 10 Mar 2020)
- Responsibility for MCD Intermediation (31 Aug 2016 to 10 Mar 2020)
- CF30 Customer (1 Apr 2008 to 5 Nov 2012)
- CF1 Director (1 Apr 2008 to 8 Dec 2019)
- Responsible for Insurance Mediation (1 Apr 2008 to 30 Sep 2018)
- CF8 Apportionment and Oversight (1 Apr 2008 to 31 Mar 2009)
- CF10 Compliance Oversight (1 Apr 2008 to 1 Dec 2008)
- CF11 Money Laundering Reporting (1 Apr 2008 to 1 Dec 2008)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.