Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF10 Compliance Oversight (15 Jul 2004 to 7 Mar 2005)
- CF11 Money Laundering Reporting (15 Jul 2004 to 7 Mar 2005)
- CF13 Finance (15 Jul 2004 to 1 Jul 2006)
- CF1 Director (1 Dec 2001 to 1 Jul 2006)
- CF21 Investment Adviser (1 Dec 2001 to 19 Oct 2006)
- CF3 Chief Executive (1 Dec 2001 to 1 Jul 2006)
- CF8 Apportionment and Oversight (1 Dec 2001 to 1 Jul 2006)
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- CF8 Apportionment and Oversight (1 Dec 2001 to 11 Sep 2002)
- CF1 Director (1 Dec 2001 to 11 Sep 2002)
- CF21 Investment Adviser (1 Dec 2001 to 11 Sep 2002)
- CF3 Chief Executive (1 Dec 2001 to 11 Sep 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.