Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • UBS AG

    FRN 186958

    • [FCA CF] Manager of certification employee (since 24 Jul 2025)
    • [FCA CF] Client dealing (since 14 Nov 2023)
  • CREDIT SUISSE INTERNATIONAL (no longer approved here)

    FRN 146702

    • [FCA CF] Manager of certification employee (13 Nov 2019 to 5 Nov 2023)
    • [FCA CF] Client dealing (19 Aug 2019 to 5 Nov 2023)
  • Natixis (no longer approved here)

    FRN 206092

    • [FCA CF] Functions requiring qualifications (15 Sep 2016 to 9 Aug 2019)
    • [FCA CF] Client dealing (15 Sep 2016 to 9 Aug 2019)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • [FCA CF] Client dealing (7 Mar 2016 to 20 Apr 2016)
    • CF30 Customer (2 Aug 2011 to 6 Mar 2016)
  • Citigroup Global Markets Limited (no longer approved here)

    FRN 124384

    • CF30 Customer (7 Aug 2009 to 20 Jun 2011)
  • Citibank, N.A. (no longer approved here)

    FRN 124704

    • CF30 Customer (7 Aug 2009 to 20 Jun 2011)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • CF30 Customer (1 Nov 2007 to 25 Feb 2009)
    • CF21 Investment Adviser (15 Aug 2005 to 31 Oct 2007)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • CF30 Customer (1 Nov 2007 to 25 Feb 2009)
    • CF21 Investment Adviser (15 Aug 2005 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.