Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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UBS AG
FRN 186958
- [FCA CF] Manager of certification employee (since 24 Jul 2025)
- [FCA CF] Client dealing (since 14 Nov 2023)
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- [FCA CF] Manager of certification employee (13 Nov 2019 to 5 Nov 2023)
- [FCA CF] Client dealing (19 Aug 2019 to 5 Nov 2023)
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- [FCA CF] Functions requiring qualifications (15 Sep 2016 to 9 Aug 2019)
- [FCA CF] Client dealing (15 Sep 2016 to 9 Aug 2019)
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- [FCA CF] Client dealing (7 Mar 2016 to 20 Apr 2016)
- CF30 Customer (2 Aug 2011 to 6 Mar 2016)
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- CF30 Customer (7 Aug 2009 to 20 Jun 2011)
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- CF30 Customer (7 Aug 2009 to 20 Jun 2011)
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- CF30 Customer (1 Nov 2007 to 25 Feb 2009)
- CF21 Investment Adviser (15 Aug 2005 to 31 Oct 2007)
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- CF30 Customer (1 Nov 2007 to 25 Feb 2009)
- CF21 Investment Adviser (15 Aug 2005 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.