Anthony Castle

Last updated
5 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Castle Wealth Limited

    FRN 1021791

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 1 Sep 2025)
    • SMF16 Compliance Oversight (since 1 Sep 2025)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 1 Sep 2025)
    • SMF3 Executive Director (since 1 Sep 2025)
    • [FCA CF] Client dealing (since 1 Sep 2025)
    • Responsible for Insurance Distribution (since 1 Sep 2025)
  • Vision Independent Financial Planning Ltd (no longer approved here)

    FRN 487395

    • CF30 Customer (20 May 2022 to 31 Aug 2025)
    • CF1 Director (AR) (20 May 2022 to 31 Aug 2025)
    • Appointed representative dealing with clients for which they require qualification (20 May 2022 to 31 Aug 2025)
  • Castle Wealth Ltd (no longer approved here)

    FRN 588656

    • Employed By (8 Oct 2012 to 8 Apr 2022)

Recent activity

Updates to this individual's record on the FCA register.

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