Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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QUILTER FINANCIAL SERVICES LIMITED
FRN 440703
- 7. Giving personal recommendations on long-term care insurance contracts
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- Appointed representative dealing with clients for which they require qualification (since 13 Feb 2024)
- CF1 Director (AR) (since 12 Jan 2024)
- CF30 Customer (since 12 Jan 2024)
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Holroyd Wealth Management Limited
FRN 1007558
- (1)Employed By (since 12 Jan 2024)
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- [FCA CF] Functions requiring qualifications (1 Jul 2018 to 18 Oct 2023)
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- [FCA CF] Functions requiring qualifications (20 Jun 2016 to 1 Jul 2018)
- CF30 Customer (18 Dec 2014 to 6 Mar 2016)
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- Employed By (25 Jun 2012 to 14 Nov 2014)
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- CF30 Customer (10 Jan 2012 to 14 Nov 2014)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.