Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
- SMF18 Other Overall Responsibility (17 Feb 2020 to 1 Jun 2020)
-
- SMF18 Other Overall Responsibility (17 Feb 2020 to 1 Jun 2020)
- [FCA CF] Material risk taker (9 Dec 2019 to 1 Jun 2020)
-
- SMF18 Other Overall Responsibility (13 Feb 2020 to 1 Jun 2020)
-
- CF29 Significant management (2 Mar 2011 to 20 Dec 2012)
-
- (92)CF2 Non Executive Director (4 Dec 2007 to 12 May 2008)
-
- CF1 Director (10 Oct 2007 to 12 May 2008)
-
- CF17 Significant Mgt (Other Business Operations) (1 Apr 2002 to 1 Mar 2006)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.