Anthony Birbeck

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • CENTURION FINANCIAL PLANNING LIMITED

    FRN 518617

    • 8. Giving personal recommendations on investments in the course of corporate finance business
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Significant management (since 9 Dec 2019)
    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsibility for MCD Intermediation (since 21 Mar 2016)
    • CF30 Customer (21 Jul 2010 to 8 Dec 2019)
    • CF1 Director (21 Jul 2010 to 8 Dec 2019)
    • CF10 Compliance Oversight (21 Jul 2010 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (21 Jul 2010 to 8 Dec 2019)
    • Responsible for Insurance Mediation (21 Jul 2010 to 30 Sep 2018)
  • Quilter Financial Planning Solutions Limited (no longer approved here)

    FRN 184591

    • CF30 Customer (1 Nov 2007 to 2 Jul 2010)
    • CF21 Investment Adviser (12 May 2004 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (4 Dec 2003 to 12 May 2004)
  • Evelyn Partners Financial Planning Limited (no longer approved here)

    FRN 136414

    • CF21 Investment Adviser (1 Dec 2001 to 20 Dec 2003)

Recent activity

Updates to this individual's record on the FCA register.

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