Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
- CF1 Director (26 Aug 2009 to 4 Aug 2015)
- CF30 Customer (1 Nov 2007 to 4 Aug 2015)
- CF28 Systems and controls (1 Nov 2007 to 4 Aug 2015)
- CF29 Significant management (1 Nov 2007 to 4 Aug 2015)
- CF27 Investment Management (5 Dec 2006 to 31 Oct 2007)
- CF13 Finance (5 Dec 2006 to 31 Oct 2007)
- CF16 Significant Mgt (Desgntd Investment Business) (5 Dec 2006 to 31 Oct 2007)
- CF21 Investment Adviser (5 Dec 2006 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.