Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
Cartlidge Morland Wealth Management LLP
FRN 810083
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Significant management (since 9 Dec 2019)
- SMF16 Compliance Oversight (since 9 Dec 2019)
- SMF27 Partner (since 9 Dec 2019)
- [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
- Responsible for Insurance Distribution (since 24 May 2019)
- Responsibility for MCD Intermediation (since 24 May 2019)
- CF10 Compliance Oversight (24 May 2019 to 8 Dec 2019)
- CF30 Customer (24 May 2019 to 8 Dec 2019)
- CF4 Partner (24 May 2019 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.