Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- Director of firm who is not a certification employee or a SMF manager (8 Dec 2020 to 1 Aug 2022)
- SMF3 Executive Director (9 Dec 2019 to 12 Jun 2023)
- SMF16 Compliance Oversight (9 Dec 2019 to 12 Jun 2023)
- CF1 Director (16 Nov 2016 to 8 Dec 2019)
- CF10 Compliance Oversight (16 Nov 2016 to 8 Dec 2019)
- CF8 Apportionment and Oversight (3 Sep 2015 to 16 Nov 2016)
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- CF1 Director (AR) (17 Feb 2015 to 27 Jul 2015)
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- Employed By (10 Feb 2015 to 27 Jul 2015)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.