Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [PRA CF] Significant risk taker or Material risk taker (since 1 Jan 2025)
    • [FCA CF] Client dealing (since 5 Jul 2024)
    • [FCA CF] Client dealing (since 5 Jul 2024)
  • Standard Chartered Bank (no longer approved here)

    FRN 114276

    • [FCA CF] Manager of certification employee (1 Dec 2023 to 27 Mar 2024)
    • [FCA CF] Client dealing (14 Aug 2023 to 27 Mar 2024)
    • [FCA CF] Material risk taker (14 Aug 2023 to 27 Mar 2024)
    • [PRA CF] Significant risk taker or Material risk taker (14 Aug 2023 to 27 Mar 2024)
  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • [FCA CF] Manager of certification employee (7 Sep 2016 to 2 Aug 2023)
    • [FCA CF] Client dealing (7 Sep 2016 to 2 Aug 2023)
    • [FCA CF] Material risk taker (7 Mar 2016 to 2 Aug 2023)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (7 Aug 2007 to 31 Oct 2007)
  • Morgan Stanley Bank International Limited (no longer approved here)

    FRN 195430

    • [FCA CF] Manager of certification employee (7 Sep 2016 to 2 Aug 2023)
    • [FCA CF] Client dealing (7 Sep 2016 to 2 Aug 2023)
    • [FCA CF] Material risk taker (7 Mar 2016 to 2 Aug 2023)

Recent activity

Updates to this individual's record on the FCA register.

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