Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Santander UK Plc
FRN 106054
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Functions requiring qualifications (since 6 Feb 2020)
- [FCA CF] Functions requiring qualifications (30 Mar 2017 to 5 Feb 2020)
- CF30 Customer (1 Nov 2007 to 27 Sep 2013)
- CF22 Investment Adviser (Trainee) (3 Apr 2007 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.