Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 14. Managing investments
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 17. Administrative functions in relation to managing investments
    • 16. Safeguarding and administering investments or holding client money
    • [FCA CF] Functions requiring qualifications (since 1 Apr 2025)
    • [FCA CF] Client dealing (since 1 Apr 2025)
  • Rothschild & Co Wealth Management UK Limited (no longer approved here)

    FRN 218613

    • [FCA CF] Client dealing (31 Dec 2020 to 10 Jan 2025)
    • [FCA CF] Functions requiring qualifications (31 Dec 2020 to 10 Jan 2025)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (16 Jul 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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