Annette Marie Raymond

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Raymond & Thomas Limited

    FRN 585643

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 29 Apr 2021)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsibility for MCD Intermediation (since 4 Apr 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • CF10 Compliance Oversight (4 Apr 2019 to 8 Dec 2019)
    • Responsible for Insurance Mediation (14 Jun 2013 to 30 Sep 2018)
    • CF1 Director (14 Jun 2013 to 8 Dec 2019)
  • Raymond & Thomas Ltd (no longer approved here)

    FRN 193282

    • (2)Employed By (14 Mar 2005 to 14 Jun 2013)

Recent activity

Updates to this individual's record on the FCA register.

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