Annette Katherine Hender

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Taylormade Financial Planning LLP

    FRN 535867

    • SMF16 Compliance Oversight (since 25 Nov 2023)
    • SMF27 Partner (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsibility for MCD Intermediation (since 21 Mar 2016)
    • [FCA CF] Client dealing (9 Dec 2019 to 8 Dec 2025)
    • SMF16 Compliance Oversight (9 Dec 2019 to 17 Feb 2020)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 8 Dec 2025)
    • CF10 Compliance Oversight (30 Dec 2013 to 8 Dec 2019)
    • Responsible for Insurance Mediation (12 May 2011 to 30 Sep 2018)
    • CF11 Money Laundering Reporting (12 May 2011 to 8 Dec 2019)
    • CF30 Customer (12 May 2011 to 8 Dec 2019)
    • CF4 Partner (12 May 2011 to 8 Dec 2019)
  • Taylormade Financial Solutions Ltd (no longer approved here)

    FRN 200332

    • (6)Employed By (21 Oct 2009 to 11 May 2011)

Recent activity

Updates to this individual's record on the FCA register.

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