Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Client dealing (9 Dec 2019 to 7 Aug 2020)
- [FCA CF] Manager of certification employee (9 Dec 2019 to 7 Aug 2020)
- CF30 Customer (30 Aug 2011 to 8 Dec 2019)
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- CF11 Money Laundering Reporting (11 Apr 2003 to 9 May 2003)
- CF10 Compliance Oversight (11 Apr 2003 to 9 May 2003)
- CF21 Investment Adviser (29 Apr 2002 to 8 Dec 2006)
- CF1 Director (29 Apr 2002 to 8 Dec 2006)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.