Annette Deborah Fong

• BNY XBK (UK) Limited

  FRN 188432

  • SMF16 Compliance Oversight (since 2 Jul 2024)
• The Bank of New York Mellon

  FRN 122467

  • SMF16 Compliance Oversight (since 19 Oct 2022)
• The Bank of New York Mellon (International) Limited

  FRN 183100

  • SMF16 Compliance Oversight (since 19 Oct 2022)
• Commonwealth Bank of Australia (no longer approved here)

  FRN 139185

  • SMF17 Money Laundering Reporting Officer (MLRO) (11 Nov 2016 to 31 May 2019)
  • SMF16 Compliance Oversight (11 Nov 2016 to 1 Oct 2018)
• GFI Securities Limited (no longer approved here)

  FRN 184801

  • CF11 Money Laundering Reporting (30 Jul 2015 to 1 Jun 2016)
  • CF10 Compliance Oversight (30 Jul 2015 to 1 Jun 2016)
• BGC Brokers L.P (no longer approved here)

  FRN 454814

  • CF11 Money Laundering Reporting (20 Mar 2013 to 1 Jun 2016)
  • CF10 Compliance Oversight (31 May 2012 to 1 Jun 2016)
• The Toronto-Dominion Bank (no longer approved here)

  FRN 124859

  • CF10 Compliance Oversight (11 Jan 2010 to 5 Apr 2012)
• TD Bank Europe Limited (no longer approved here)

  FRN 165556

  • CF1 Director (11 Jan 2010 to 5 Apr 2012)
  • CF10 Compliance Oversight (11 Jan 2010 to 5 Apr 2012)

No changes recorded yet.