Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF30 Customer (1 Nov 2007 to 14 Apr 2008)
    • CF21 Investment Adviser (12 Jul 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (28 Mar 2007 to 31 Oct 2007)
  • AAGSJP Ltd (no longer approved here)

    FRN 402015

    • (9)Employed By (28 Mar 2007 to 14 Apr 2008)
  • JTM FINANCIAL SERVICES LTD (no longer approved here)

    FRN 422520

    • CF21 Investment Adviser (16 Dec 2005 to 1 Jun 2006)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: Employed By at AAGSJP Ltd

  2. controlled function added: (9)Employed By at AAGSJP Ltd