Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Manager of certification employee (since 20 Nov 2024)
    • [FCA CF] Significant management (since 9 Dec 2019)
    • [FCA CF] Material risk taker (since 9 Dec 2019)
    • [FCA CF] Manager of certification employee (16 Feb 2021 to 8 Oct 2021)
    • [FCA CF] Manager of certification employee (since 20 Nov 2024)
    • [FCA CF] Material risk taker (since 9 Dec 2019)
    • [FCA CF] Significant management (since 9 Dec 2019)
    • [FCA CF] Manager of certification employee (16 Feb 2021 to 8 Oct 2021)
    • [FCA CF] Manager of certification employee (since 20 Nov 2024)
    • [FCA CF] Material risk taker (since 17 Jan 2023)
    • [FCA CF] Significant management (since 9 Dec 2019)
    • [FCA CF] Manager of certification employee (16 Feb 2021 to 8 Oct 2021)
    • [FCA CF] Manager of certification employee (since 20 Nov 2024)
  • EnTrust Global Ltd. (no longer approved here)

    FRN 189330

    • CF30 Customer (1 Jul 2013 to 12 Dec 2014)
  • Morgan Stanley Investment Management Limited (no longer approved here)

    FRN 121920

    • CF30 Customer (15 Jan 2008 to 18 Feb 2009)
  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • CF30 Customer (1 Nov 2007 to 14 Jan 2008)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.