Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • [FCA CF] Client dealing (1 Apr 2019 to 16 Jan 2024)
    • [FCA CF] Manager of certification employee (1 Apr 2019 to 16 Jan 2024)
    • CF30 Customer (1 Nov 2007 to 5 Mar 2015)
    • CF21 Investment Adviser (19 Sep 2007 to 31 Oct 2007)
  • Morgan Stanley Bank International Limited (no longer approved here)

    FRN 195430

    • [FCA CF] Manager of certification employee (1 Apr 2019 to 16 Jan 2024)
    • [FCA CF] Client dealing (1 Apr 2019 to 16 Jan 2024)
  • Citibank, N.A. (no longer approved here)

    FRN 124704

    • CF21 Investment Adviser (8 Apr 2004 to 15 Feb 2006)
  • Citigroup Global Markets Limited (no longer approved here)

    FRN 124384

    • CF21 Investment Adviser (20 Feb 2003 to 15 Feb 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.