Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Client dealing (1 Apr 2019 to 16 Jan 2024)
- [FCA CF] Manager of certification employee (1 Apr 2019 to 16 Jan 2024)
- CF30 Customer (1 Nov 2007 to 5 Mar 2015)
- CF21 Investment Adviser (19 Sep 2007 to 31 Oct 2007)
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- [FCA CF] Manager of certification employee (1 Apr 2019 to 16 Jan 2024)
- [FCA CF] Client dealing (1 Apr 2019 to 16 Jan 2024)
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- CF21 Investment Adviser (8 Apr 2004 to 15 Feb 2006)
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- CF21 Investment Adviser (20 Feb 2003 to 15 Feb 2006)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.