Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Joh. Berenberg, Gossler & Co. KG
FRN 959302
- [FCA CF] Client dealing (since 19 Aug 2024)
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- [FCA CF] Client dealing (1 Apr 2024 to 18 Apr 2024)
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- [FCA CF] Client dealing (7 Mar 2016 to 31 Mar 2024)
- CF30 Customer (1 Nov 2007 to 6 Mar 2016)
- CF21 Investment Adviser (10 May 2007 to 31 Oct 2007)
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- CF21 Investment Adviser (12 Aug 2003 to 21 Feb 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.