Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 22 Jun 2022)
- CF2 Non Executive Director (7 Jul 2014 to 8 Dec 2019)
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- CF30 Customer (1 Nov 2007 to 2 Nov 2012)
- CF16 Significant Mgt (Desgntd Investment Business) (9 May 2003 to 8 Mar 2005)
- CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.