Anne-Juliette Laurencin

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • [FCA CF] Significant management (19 May 2022 to 5 Sep 2023)
    • [FCA CF] Algorithmic trading (11 Jan 2022 to 5 Sep 2023)
    • [FCA CF] Manager of certification employee (19 Aug 2019 to 5 Sep 2023)
    • [FCA CF] Material risk taker (19 Aug 2019 to 5 Sep 2023)
  • Morgan Stanley Bank International Limited (no longer approved here)

    FRN 195430

    • [FCA CF] Significant management (19 May 2022 to 5 Sep 2023)
    • [FCA CF] Algorithmic trading (11 Jan 2022 to 5 Sep 2023)
    • [FCA CF] Manager of certification employee (19 Aug 2019 to 5 Sep 2023)
    • [FCA CF] Material risk taker (19 Aug 2019 to 5 Sep 2023)
  • Morgan Stanley Investment Management Limited (no longer approved here)

    FRN 121920

    • [FCA CF] Manager of certification employee (7 Mar 2020 to 5 Sep 2023)
    • [FCA CF] Material risk taker (7 Mar 2020 to 5 Sep 2023)
  • Morgan Stanley Investment Management (ACD) Limited (no longer approved here)

    FRN 230885

    • [FCA CF] Manager of certification employee (7 Mar 2020 to 5 Sep 2023)
    • [FCA CF] Material risk taker (7 Mar 2020 to 5 Sep 2023)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • CF30 Customer (1 Nov 2007 to 18 Feb 2014)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • CF30 Customer (1 Nov 2007 to 18 Feb 2014)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • J.P. Morgan Europe Limited (no longer approved here)

    FRN 124579

    • CF21 Investment Adviser (1 Dec 2001 to 14 Mar 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.