Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Acer Consultancy Services Ltd
FRN 750786
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 9A. Advising on P2P agreements
- 7. Giving personal recommendations on long-term care insurance contracts
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 10. Broker fund adviser
- 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- 14. Managing investments
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- 21. Advising or arranging (bringing about) equity release transactions
- [FCA CF] Functions requiring qualifications (since 17 Jan 2020)
- Appointed representative dealing with clients for which they require qualification (since 17 Jan 2020)
- [FCA CF] Client dealing (since 17 Jan 2020)
- CF30 Customer (since 18 Oct 2019)
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Anne St Ives
FRN 228154
- (1)Employed By (since 4 Nov 2015)
- (1)Employed By (21 Oct 2003 to 16 May 2014)
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- CF30 Customer (4 Nov 2015 to 19 Dec 2019)
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- (6)Employed By (1 Dec 2001 to 17 Mar 2004)
Recent activity
Updates to this individual's record on the FCA register.
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controlled function removed: Employed By at Anne St Ives
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controlled function added: (1)Employed By at Anne St Ives