Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HSBC Bank Plc

    FRN 114216

    • [PRA CF] Managing a material risk taker (since 23 Mar 2026)
    • [FCA CF] Manager of certification employee (since 19 Feb 2026)
    • [PRA CF] Managing a material risk taker (since 23 Mar 2026)
    • [FCA CF] Manager of certification employee (since 19 Feb 2026)
  • Rothesay Life Plc (no longer approved here)

    FRN 466067

    • [FCA CF] Significant management (2 Oct 2024 to 6 Aug 2025)
  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • [FCA CF] Material risk taker (2 Oct 2018 to 4 Sep 2024)
    • [FCA CF] Manager of certification employee (2 Oct 2018 to 4 Sep 2024)
  • Morgan Stanley Bank International Limited (no longer approved here)

    FRN 195430

    • [FCA CF] Manager of certification employee (2 Oct 2018 to 4 Sep 2024)
    • [FCA CF] Material risk taker (2 Oct 2018 to 4 Sep 2024)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • CF30 Customer (1 Nov 2007 to 23 Aug 2011)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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