Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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HSBC Bank Plc
FRN 114216
- [PRA CF] Managing a material risk taker (since 23 Mar 2026)
- [FCA CF] Manager of certification employee (since 19 Feb 2026)
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HSBC UK Bank Plc
FRN 765112
- [PRA CF] Managing a material risk taker (since 23 Mar 2026)
- [FCA CF] Manager of certification employee (since 19 Feb 2026)
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- [FCA CF] Significant management (2 Oct 2024 to 6 Aug 2025)
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- [FCA CF] Material risk taker (2 Oct 2018 to 4 Sep 2024)
- [FCA CF] Manager of certification employee (2 Oct 2018 to 4 Sep 2024)
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- [FCA CF] Manager of certification employee (2 Oct 2018 to 4 Sep 2024)
- [FCA CF] Material risk taker (2 Oct 2018 to 4 Sep 2024)
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- CF30 Customer (1 Nov 2007 to 23 Aug 2011)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.