Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
- [FCA CF] Client dealing (6 Feb 2017 to 23 Mar 2023)
- [FCA CF] Material risk taker (6 Feb 2017 to 23 Mar 2023)
- [PRA CF] Significant risk taker or Material risk taker (6 Feb 2017 to 23 Mar 2023)
-
- CF30 Customer (1 Nov 2007 to 6 Mar 2016)
- CF21 Investment Adviser (21 May 2007 to 31 Oct 2007)
-
- CF21 Investment Adviser (27 May 2002 to 18 Apr 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.