Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • MUFG BANK, LTD (no longer approved here)

    FRN 139189

    • [FCA CF] Client dealing (6 Feb 2017 to 23 Mar 2023)
    • [FCA CF] Material risk taker (6 Feb 2017 to 23 Mar 2023)
    • [PRA CF] Significant risk taker or Material risk taker (6 Feb 2017 to 23 Mar 2023)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (21 May 2007 to 31 Oct 2007)
  • Natixis (no longer approved here)

    FRN 206092

    • CF21 Investment Adviser (27 May 2002 to 18 Apr 2007)

Recent activity

Updates to this individual's record on the FCA register.

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