Anne Colette Yvonne Flori

Last updated
3 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • RBC Europe Limited (no longer approved here)

    FRN 124543

    • [FCA CF] Client dealing (7 Mar 2017 to 30 Jun 2020)
    • [FCA CF] Manager of certification employee (7 Mar 2017 to 15 Feb 2019)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (16 Jun 2005 to 31 Oct 2007)
  • Royal Bank of Canada (no longer approved here)

    FRN 124783

    • [FCA CF] Client dealing (7 Mar 2017 to 20 May 2020)
    • [FCA CF] Manager of certification employee (7 Mar 2017 to 15 Feb 2019)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (16 Jun 2005 to 31 Oct 2007)
  • Novate Global Markets Limited (no longer approved here)

    FRN 124624

    • (192)CF21 Investment Adviser (10 Jul 2003 to 15 Apr 2005)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function added: (192)CF21 Investment Adviser at Novate Global Markets Limited