Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Hammond Raggett & Company Limited (no longer approved here)

    FRN 194710

    • [FCA CF] Client dealing (18 Feb 2022 to 14 Aug 2023)
    • [FCA CF] Functions requiring qualifications (18 Feb 2022 to 14 Aug 2023)
  • WESLEYAN FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 134753

    • [FCA CF] Client dealing (9 Dec 2019 to 16 Feb 2021)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 16 Feb 2021)
    • CF30 Customer (7 Feb 2019 to 8 Dec 2019)
  • Retirement Solutions (UK) Limited (no longer approved here)

    FRN 483817

    • CF30 Customer (19 Mar 2009 to 21 Oct 2011)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.