Anne Alderton

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HSBC UK Bank Plc (no longer approved here)

    FRN 765112

    • [FCA CF] Manager of certification employee (27 Aug 2024 to 24 Mar 2025)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • [FCA CF] Manager of certification employee (25 May 2016 to 1 Jul 2018)
    • CF30 Customer (1 Nov 2007 to 11 Dec 2007)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • SKIPTON FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 100013

    • CF30 Customer (10 Jan 2011 to 4 Mar 2014)
  • Santander UK Plc (no longer approved here)

    FRN 106054

    • CF30 Customer (28 Jan 2009 to 2 Nov 2010)
  • ASCOT LLOYD FINANCIAL PLANNING LIMITED (no longer approved here)

    FRN 144519

    • CF30 Customer (18 Jan 2008 to 19 Sep 2008)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.