Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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UBS AG
FRN 186958
- [FCA CF] Manager of certification employee (since 3 Jul 2020)
- [FCA CF] Material risk taker (since 2 Aug 2019)
- [PRA CF] Significant risk taker or Material risk taker (since 2 Aug 2019)
- [FCA CF] Client dealing (since 14 Dec 2017)
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- CF22 Investment Adviser (Trainee) (14 Mar 2003 to 11 Aug 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.