Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • UBS AG

    FRN 186958

    • [FCA CF] Manager of certification employee (since 3 Jul 2020)
    • [FCA CF] Material risk taker (since 2 Aug 2019)
    • [PRA CF] Significant risk taker or Material risk taker (since 2 Aug 2019)
    • [FCA CF] Client dealing (since 14 Dec 2017)
  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • CF22 Investment Adviser (Trainee) (14 Mar 2003 to 11 Aug 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.