Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • LEGAL & MEDICAL INVESTMENTS LIMITED (no longer approved here)

    FRN 185193

    • [FCA CF] Client dealing (8 Nov 2023 to 3 Jun 2024)
    • [FCA CF] Functions requiring qualifications (8 Nov 2023 to 3 Jun 2024)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 19 May 2023)
    • CF30 Customer (24 Sep 2019 to 19 Nov 2021)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.