Annabel Spring

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • Director of firm who is not a certification employee or a SMF manager (8 Apr 2024 to 4 Dec 2024)
    • [FCA CF] Significant management (12 Jan 2021 to 12 Jan 2025)
    • [PRA CF] Significant risk taker or Material risk taker (31 Oct 2019 to 12 Jan 2025)
    • [PRA CF] Managing a material risk taker (11 Jun 2019 to 17 Feb 2025)
    • [FCA CF] Manager of certification employee (11 Jun 2019 to 12 Jan 2025)
  • HSBC UK Bank Plc (no longer approved here)

    FRN 765112

    • [FCA CF] Significant management (12 Jan 2021 to 12 Jan 2025)
    • [PRA CF] Significant risk taker or Material risk taker (31 Oct 2019 to 12 Jan 2025)
    • [FCA CF] Manager of certification employee (11 Jun 2019 to 12 Jan 2025)
    • [PRA CF] Managing a material risk taker (11 Jun 2019 to 17 Feb 2025)

Recent activity

Updates to this individual's record on the FCA register.

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