Annabel Finlay

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Sumitomo Mitsui Banking Corporation, London Branch

    FRN 769072

    • [FCA CF] Significant management (since 24 Dec 2025)
    • [FCA CF] Manager of certification employee (since 24 Dec 2025)
    • [FCA CF] Client dealing (since 24 Dec 2025)
  • SMBC Bank International plc

    FRN 223304

    • [FCA CF] Client dealing (since 28 Feb 2025)
    • [FCA CF] Significant management (since 28 Feb 2025)
    • [FCA CF] Manager of certification employee (since 28 Feb 2025)
  • SMBC Nikko Capital Markets Limited (no longer approved here)

    FRN 171935

    • [FCA CF] Client dealing (28 Feb 2025 to 31 Mar 2025)
    • [FCA CF] Manager of certification employee (28 Feb 2025 to 31 Mar 2025)
    • [FCA CF] Significant management (28 Feb 2025 to 31 Mar 2025)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • [FCA CF] Manager of certification employee (1 Dec 2018 to 7 Mar 2024)
    • [FCA CF] Client dealing (11 Apr 2018 to 24 Jun 2024)
    • CF30 Customer (18 Sep 2013 to 6 Mar 2016)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • [FCA CF] Manager of certification employee (1 Dec 2018 to 7 Mar 2024)
    • [FCA CF] Client dealing (11 Apr 2018 to 24 Jun 2024)
    • CF30 Customer (18 Sep 2013 to 6 Mar 2016)
  • CREDIT SUISSE INTERNATIONAL (no longer approved here)

    FRN 146702

    • CF30 Customer (29 Sep 2011 to 11 Jul 2013)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (1 Nov 2007 to 29 Sep 2011)
    • CF21 Investment Adviser (14 May 2003 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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