Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Manager of certification employee (since 5 Jul 2020)
    • [FCA CF] Client dealing (since 1 Nov 2019)
  • Julius Baer International Limited (no longer approved here)

    FRN 139179

    • Responsible for Insurance Mediation (19 Dec 2016 to 2 Jan 2018)
    • CF29 Significant management (19 Dec 2016 to 2 Jan 2018)
    • CF30 Customer (16 Dec 2015 to 2 May 2019)
  • DWS Investments UK Limited (no longer approved here)

    FRN 429806

    • CF30 Customer (16 Jan 2014 to 7 Aug 2015)
  • DB UK Bank Limited (no longer approved here)

    FRN 140848

    • CF30 Customer (16 Nov 2011 to 7 Aug 2015)
  • Evelyn Partners Securities (no longer approved here)

    FRN 124255

    • CF30 Customer (23 Jun 2009 to 10 Jul 2014)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • CF30 Customer (23 Jun 2009 to 7 Aug 2015)
  • Citibank, N.A. (no longer approved here)

    FRN 124704

    • CF30 Customer (1 Nov 2007 to 31 Jan 2009)
    • CF21 Investment Adviser (24 Aug 2006 to 31 Oct 2007)
    • CF21 Investment Adviser (11 Feb 2003 to 18 May 2005)
    • CF22 Investment Adviser (Trainee) (17 Sep 2002 to 11 Feb 2003)

Recent activity

Updates to this individual's record on the FCA register.

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