Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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RBC Europe Limited
FRN 124543
- [FCA CF] Manager of certification employee (since 5 Jul 2020)
- [FCA CF] Client dealing (since 1 Nov 2019)
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- Responsible for Insurance Mediation (19 Dec 2016 to 2 Jan 2018)
- CF29 Significant management (19 Dec 2016 to 2 Jan 2018)
- CF30 Customer (16 Dec 2015 to 2 May 2019)
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- CF30 Customer (16 Jan 2014 to 7 Aug 2015)
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- CF30 Customer (16 Nov 2011 to 7 Aug 2015)
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- CF30 Customer (23 Jun 2009 to 10 Jul 2014)
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- CF30 Customer (23 Jun 2009 to 7 Aug 2015)
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- CF30 Customer (1 Nov 2007 to 31 Jan 2009)
- CF21 Investment Adviser (24 Aug 2006 to 31 Oct 2007)
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- CF21 Investment Adviser (11 Feb 2003 to 18 May 2005)
- CF22 Investment Adviser (Trainee) (17 Sep 2002 to 11 Feb 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.