Anna Napier

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Napier Lane Associates Limited
FRN 1002919
- 19. Administrative functions in relation to the operation of stakeholder pension schemes
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Functions requiring qualifications (since 6 Dec 2024)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 6 Dec 2024)
- SMF3 Executive Director (since 6 Dec 2024)
- [FCA CF] Client dealing (since 6 Dec 2024)
- Responsible for Insurance Distribution (since 6 Dec 2024)
- SMF16 Compliance Oversight (since 6 Dec 2024)
St. James's Place Wealth Management Plc (no longer approved here)
FRN 195351
- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 28 Nov 2024)
- CF30 Customer (21 Feb 2017 to 28 Nov 2024)
- CF1 Director (AR) (21 Feb 2017 to 28 Nov 2024)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.