Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 1 Feb 2020)
    • CF30 Customer (24 May 2017 to 8 Dec 2019)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • [FCA CF] Manager of certification employee (13 Apr 2016 to 31 Mar 2017)
    • [FCA CF] Client dealing (7 Mar 2016 to 31 Mar 2017)
    • CF30 Customer (18 Jan 2013 to 6 Mar 2016)
  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • CF21 Investment Adviser (1 Dec 2001 to 6 Feb 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.